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My pen name (pronounced dow-groots) is an anagram of a famous mathematician and popularizer of paradoxes.

Monday, March 26, 2012

The Inevitable Surprise

If necessary read the introduction to this problem on the Mathematics Recreation blog using the link at the top of the page

In Martin Gardner's book The Unexpected Hanging and other Mathematical Diversions, a logic puzzle is proposed according to which a judge pronounces on a Saturday a sentence of hanging. In addition, the sentence will be imposed in such a way that the hangman will appear at the jail cell door at noon on some day during the following week beginning with Sunday and extending to Saturday. Finally, the appearance of the hangman will occur on a day that the prisoner does not expect.

On reflection, it becomes clear that since the judge has several days to pick from for the execution, it is impossible to predict at the sentencing which day the hangman might appear. Consider the following variation: The hangman will appear at the cell door at any time in the week, and his appearance will not be expected. In this context, the statement of the judge seems entirely reasonable from the point of view that there are almost an infinite number of possibilities.

Let us consider another version: the judges claims that the hangman will appear at the cell door at noon on some day within a year of the sentence. The lawyer's argument can be restated but it now appears to lack credibility. The year long wait is a middle case between the case of seven choices in the original sentencing and essentially infinitely many choices posed in the paragraph above.

Let us consider one last version: the judge claims that the sentence will be carried out on Friday or Saturday. In this version, unlike the other versions it is quite clear that the judge can not pick Saturday for the hanging since the hangman will surely be expected. We must analyze this version from a different perspective. First of all, what does it mean to expect the hangman? It might mean that one has 100 per cent certainty of the day the hangman will appear at the very time the sentence is pronounced. If this is a correct interpretation, then the judge is free to pick either day and the prisoner will be unable to predict the day with 100 certainty.

A second question that arises from this analysis is: what is the meaning of the word surprise? Does surprise mean that you are convinced that the hangman will definitely not appear only to find out that he appears. In the initial version of the problem (i.e. the hangman may appear on Sunday at noon through Saturday at noon) , the prisoner’s lawyer advances an argument that convinces the prisoner that the judges sentence can not be carried out and so the prisoner will escape the hangman. The implication is that the judge will realize that he has made a self-contradictory statement and will then declare the sentence unenforceable and hence the prisoner will escape the execution of that same sentence.

On the other hand, when the prisoner begins to believe that he can not be hanged, he is in constant danger of being surprised by an unexpected hangman. As you might already see, many of the problems that must be overcome in this sort of logical conundrum involve the ambiguity of the wording no less than the ambiguity of the meaning of words themselves. There is ambiguity in the meaning of the word “surprise”. There is a sort of implicit understanding of this and yet an attempt is made to gloss over this fact and pretend that the meaning is quite clear. There is an ambiguity in the use of the word “expect”. Again there is a variation of interpretations in the solution of the problem. This leads to the controversies among analysts.

Logical puzzles such as these make interesting controversies when the parameters and definitions of the problem are left undefined. The advantage of careful definitions is that everyone can agree with a correct solution once it has been posed. The disadvantage of a careful mathematical treatment is that everyone may not accept that the premises of the mathematical problem as it is posed are the correct premises.

To give a careful analysis of this problem we will apply the mathematical methods of game theory. We begin by defining the game. The problem that we have before us can be discussed in a variety of settings. We will use the following setting as a model for the game.

Before us there are several boxes, say 10. Each box is labeled with a number starting with 1 and going to 10. Inside one of the boxes is hidden an egg. There are two players. Player A hides the egg in one of the boxes and selects box 1 and asks Player B whether he can prove that the egg is in box 1. Player B must respond with a “yes” or a no”. If “yes ”, then Player B must provide the proof. The process continues until the egg is uncovered or Player B makes a claim and fails to prove it or having proved the claim discovers that the egg is not in the given box.

If the egg is placed in box 10 , then for Player B to win, Player B must have responded “no” for each box up to box 10. When Player A finally chooses box 10 and asks if Player B knows whether the egg is in box 10, then Player B, may clearly respond “yes” and give a correct proof, by observing that the egg is in one box but it is not in boxes 1 through 9. Therefore it must be in box 10. This is a correct proof and so in this case Player B wins.

We have reduced the problem to a problem of knowledge. But this is the only case in which Player B can win. If this case is allowed, and we assume that it is, then Player A will win every time the egg is placed in a box other than 10. It is only by assuming that Player B may not win, that it makes any sense to eliminate this possibility.

But you may object that since the judge’s statement is assumed to be true, that in the case of the unexpected hanging, Saturday is not a possible choice. But as we can see from the game, box 10 is a potential choice but not a legitimate choice. If Player B, does not see box 10 as a potential choice, then he may say “yes” when box 9 is presented. Unfortunately, he can not prove with 100 per cent certainty that the egg is in box 9 without already knowing that Player A’s strategy includes only placing the egg in boxes 1 through 9. It may well be that Player A will never choose box 10, but Player B can not prove that this choice is not possible.

For instance suppose that Player A is aware of Player B’s reasoning or at least expects that Player B may reason that Box 10 can not be picked. Then Player A is free to choose box 10 on the basis that Player B will say “yes” when asked about box 9. In such a case, the argument that Player A can not choose Box 10 will then be invalid in as much as Player A has already done so and consequently wins when Player B then says “yes” for box nine. Even if the egg is in box nine it can not be proven to be in box nine.

From this analysis we can see that one must already know the strategy of Player A in order to prove that the egg is in box nine. Without this knowledge Player B can not win whenever the egg is placed in a box other than 10. Observe that the game theory analysis leads to a clear and complete solution. In particular, we are able to see that box 10 is a potential choice even though it need never be an actual choice. The freedom to choose box 10 makes it impossible to give a proof that the egg can be in box 9 or any other box for that matter.

What now becomes obvious is the fact that the contradiction lies in the obsevation that the probability that the egg was in box 9 instead of box 10 is very nearly 1. This means that for all practical purposes we would be correct to say that the egg is in box 9, but unfortunately, this is not a proof. There is an ambiguity in natural language between an absolute certainty in the mathematical sense and a near certainty in a philosophical sense. Most people consider a near certainty to imply a certainty. In particular, it is impossible to assign a probability to the question of whether or not the egg is in box 9, given that it was not in one of the first 8 boxes.

To understand the premises of the game more fully, consider the case such that the boxes are not numbered. The question that may now be asked is whether this case is actually different than the numbered box case. From the point of view of Player B it appears that the only plausible strategy is to wait until nine boxes have been revealed which do not contain the egg. Again, Player

B may win the by saying “yes” to box ten and then giving a valid proof that the egg must be in the tenth box to be revealed. Again strategy plays a role. It may be that Player A never chooses to leave the egg reveal until the 10th box, but can Player B know this to a certainty?

Let us leave game theory analysis to the side for a moment and assume that the word expect merely means that we think the probability of the egg being in a certain box is nearly one, i.e. the probability is say 99 per cent. Do the number of boxes actually matter with regard to a solution? Obviously there must be always more than one box. If there are say 100 boxes, then common sense tells us that no argument can can convince us that we expect the egg to be in any one box provided that Player A does not choose to place it anywhere near box 99. The same result would hold for say 10 boxes.

Now let us narrow the field to 2 boxes. In this case, strategy must play a role. If Player B believes that Player A will always put the egg in the first box, then Player B may reasonably expect that the egg will be in the first box. But now the conditions and the strategy change. The question now should be: can Player B predict the box that the egg is in before the answer is revealed by opening box 1? Admittedly, this is a different question than the case of the judge’s sentencing, since the judge claims that the prisoner will in fact be surprised at a specific time and place. It is true: we have changed the question somewhat in the case of 2 boxes, but in any case, Player A must play a mixed strategy for the case of 2 boxes in which case, provided that the strategy is essential a random choice among the two boxes, then Player B can never accurately predict the box from which the egg will appear.

My motto is: Expect the Unexpected.

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